Personnel Hong Kong SFC License Details (ID 134881)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2019-12-24	2020-07-19
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2016-07-27	2018-04-18
	Rep	Advising on securities	2015-09-04	2015-09-09
CLSA LIMITED	Rep	Advising on securities	2011-12-13	2015-01-30