| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-12-02 | 2017-08-01 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-06-29 | 2017-08-01 |
| CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-26 | 2016-02-15 |
| CLSA LIMITED | Rep | Dealing in securities | 2015-06-26 | 2017-08-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-01-03 | 2015-06-18 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-01-03 | 2015-06-18 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-12-19 | 2012-07-30 |
| Rep | Dealing in securities | 2011-12-19 | 2012-07-30 |