| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited | RO | Advising on corporate finance | 2025-02-25 | - |
| GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2025-02-25 | - |
| GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2023-09-07 | 2025-02-25 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2023-09-07 | 2025-02-25 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on corporate finance | 2021-04-07 | 2022-12-14 |
| RO | Advising on securities | 2021-04-07 | 2022-12-14 | |
| RO | Dealing in securities | 2021-04-07 | 2022-12-14 | |
| Rep | Advising on corporate finance | 2020-12-07 | 2021-04-07 | |
| Rep | Advising on securities | 2020-12-07 | 2021-04-07 | |
| Rep | Dealing in securities | 2020-12-07 | 2021-04-07 | |
| CITIC Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2018-10-26 | 2020-11-26 |
| RO | Advising on securities | 2018-10-26 | 2020-11-26 | |
| CLSA LIMITED | RO | Advising on securities | 2018-10-26 | 2020-11-26 |
| RO | Dealing in securities | 2018-10-26 | 2020-11-26 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-08 | 2018-10-26 |
| Rep | Advising on securities | 2018-06-08 | 2018-10-26 | |
| CLSA LIMITED | Rep | Advising on securities | 2018-06-08 | 2018-10-26 |
| Rep | Dealing in securities | 2018-06-08 | 2018-10-26 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on corporate finance | 2015-11-23 | 2018-05-02 |
| RO | Advising on securities | 2015-11-23 | 2018-05-02 | |
| RO | Dealing in securities | 2015-11-23 | 2018-05-02 | |
| Rep | Advising on corporate finance | 2012-01-13 | 2015-11-23 | |
| Rep | Advising on securities | 2012-01-13 | 2015-11-23 | |
| Rep | Dealing in securities | 2012-01-13 | 2015-11-23 |
No HKMA registrations in the collected records.