Personnel Hong Kong SFC License Details (ID 136201)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	RO	Advising on corporate finance	2025-02-25	-
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2025-02-25	-
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2023-09-07	2025-02-25
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-09-07	2025-02-25
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2021-04-07	2022-12-14
	RO	Advising on securities	2021-04-07	2022-12-14
	RO	Dealing in securities	2021-04-07	2022-12-14
	Rep	Advising on corporate finance	2020-12-07	2021-04-07
	Rep	Advising on securities	2020-12-07	2021-04-07
	Rep	Dealing in securities	2020-12-07	2021-04-07
CITIC Securities (Hong Kong) Limited	RO	Advising on corporate finance	2018-10-26	2020-11-26
	RO	Advising on securities	2018-10-26	2020-11-26
CLSA LIMITED	RO	Advising on securities	2018-10-26	2020-11-26
	RO	Dealing in securities	2018-10-26	2020-11-26
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2018-06-08	2018-10-26
	Rep	Advising on securities	2018-06-08	2018-10-26
CLSA LIMITED	Rep	Advising on securities	2018-06-08	2018-10-26
	Rep	Dealing in securities	2018-06-08	2018-10-26
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2015-11-23	2018-05-02
	RO	Advising on securities	2015-11-23	2018-05-02
	RO	Dealing in securities	2015-11-23	2018-05-02
	Rep	Advising on corporate finance	2012-01-13	2015-11-23
	Rep	Advising on securities	2012-01-13	2015-11-23
	Rep	Dealing in securities	2012-01-13	2015-11-23