Personnel Hong Kong SFC License Details (ID 14876245)

Personnel Hong Kong SFC License Details (ID 14876245)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-07-30	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-07-15	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2021-07-15	-
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2020-08-18	2021-06-14
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-08-18	2021-06-14
Zinvest Capital Management Limited	Rep	Asset management	2019-09-04	2020-06-26
Zinvest Global Limited	Rep	Advising on futures contracts	2019-09-04	2020-06-26
	Rep	Advising on securities	2019-09-04	2020-06-26
	Rep	Dealing in futures contracts	2019-08-20	2020-06-26
	Rep	Dealing in securities	2019-08-20	2020-06-26
Well Link Securities Limited	Rep	Dealing in futures contracts	2019-04-03	2019-05-14
	Rep	Dealing in securities	2018-07-19	2019-05-14
Beevest Securities Limited	Rep	Advising on securities	2018-05-07	2018-07-07
	Rep	Dealing in securities	2018-05-07	2018-07-07