| RED SUN CAPITAL LIMITED | RO | Dealing in securities | 2017-09-25 | - |
| RO | Advising on corporate finance | 2017-09-18 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2017-08-01 | 2017-08-31 |
| RO | Dealing in securities | 2017-07-20 | 2017-08-31 |
| Luk Fook Capital (HK) Limited | RO | Advising on corporate finance | 2017-07-11 | 2017-08-31 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on corporate finance | 2015-01-08 | 2016-10-04 |
| RO | Advising on securities | 2015-01-08 | 2016-10-04 |
| RO | Dealing in securities | 2015-01-08 | 2016-10-04 |
| Templewater Hong Kong Limited | RO | Advising on securities | 2007-06-20 | 2014-12-22 |
| RO | Dealing in securities | 2007-06-20 | 2014-12-22 |
| Rep | Dealing in securities | 2007-03-13 | 2007-06-20 |
| RO | Advising on corporate finance | 2007-03-13 | 2014-12-22 |
| Rep | Advising on corporate finance | 2005-08-27 | 2007-03-13 |
| Rep | Advising on corporate finance | 2003-08-13 | 2005-01-13 |
| Optima Capital Limited | RO | Advising on corporate finance | 2003-04-01 | 2003-08-11 |