| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2014-07-23 | 2023-04-03 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2014-07-23 | 2023-04-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-04-03 | 2014-07-23 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-04-03 | 2014-07-23 |
| SHUANGYING SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-13 | 2014-03-20 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2014-01-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-10-10 | 2014-01-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-26 | 2012-10-05 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-20 | 2012-10-05 |
| FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-09-22 | 2004-03-22 |
| CSC FINANCIAL SERVICES LIMITED (d2015-11-19) | Rep | Advising on corporate finance | - | 2003-08-08 |
| Rep | Advising on securities | - | 2003-08-08 |
| Rep | Asset management | - | 2003-08-08 |
| Rep | Dealing in securities | - | 2003-08-11 |
| CSC SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-08-08 |
| Rep | Advising on securities | - | 2003-08-08 |
| Rep | Asset management | - | 2003-08-08 |
| Rep | Providing automated trading services | - | 2003-08-08 |
| Rep | Dealing in securities | - | 2003-08-11 |