Personnel Hong Kong SFC License Details (ID 15997467)

Personnel Hong Kong SFC License Details (ID 15997467)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2026-05-21	-
	Rep	Dealing in futures contracts	2026-05-21	-
	Rep	Dealing in securities	2026-05-21	-
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-06-25	2026-04-17
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2024-06-25	2026-04-17
CES Capital International (Hong Kong) Co., Limited	Rep	Asset management	2019-08-06	2023-02-23
	Rep	Leveraged foreign exchange trading	2018-05-28	2019-07-10
	Rep	Advising on futures contracts	2018-05-28	2023-02-23
	Rep	Advising on securities	2018-05-28	2023-02-23
	Rep	Dealing in futures contracts	2018-05-28	2023-02-23
	Rep	Dealing in securities	2018-05-28	2023-02-23