Personnel Hong Kong SFC License Details (ID 16219)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2020-03-30	2024-01-10
	Rep	Advising on securities	2019-10-15	2024-01-10
	Rep	Dealing in securities	2019-10-15	2024-01-10
CLSA LIMITED	RO	Advising on corporate finance	-	2004-08-17
	RO	Asset management	-	2004-08-17
	RO	Advising on securities	-	2019-05-01
	RO	Dealing in securities	-	2019-05-01