Lou, Anping 樓安平 SFC Licences and HKMA Registrations (ID 16252637)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-05-13	-
	RO	Dealing in securities	2026-05-13	-
	Rep	Dealing in securities	2021-11-29	2026-05-13
	Rep	Advising on corporate finance	2021-11-05	2026-05-13
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2018-05-31	2021-09-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.