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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 16755)
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Public Disciplinary Actions
Public Disciplinary Actions
SFC fines Grand Investment (Securities) Ltd HK$3m, suspends William Lee Tak Lun & Wendy Chung Wing Han
SFC, 02-Nov-2009
Orgs
People
The paid advert opposing the blackout rule
Webb-site.com, 29-Dec-2008
With links to the signatories in Webb-site Who's Who.
Orgs
People
Topics
SFC reprimands Mr Lee Tak Lun over internal controls at Grand Securities Co Ltd
SFC, 22-Nov-2001
Orgs
People