Personnel Hong Kong SFC License Details (ID 16755)

Personnel Hong Kong SFC License Details (ID 16755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Capital Futures Limited	RO	Advising on futures contracts	2019-10-10	2024-12-17
	RO	Dealing in futures contracts	2019-10-10	2024-12-17
Grand Capital Securities Limited	RO	Advising on securities	2019-10-10	-
	RO	Asset management	2019-10-10	-
	RO	Dealing in securities	2019-10-10	-
VERCAP Financial Services Limited	RO	Dealing in futures contracts	2007-10-16	2015-11-25
Ark Securities (Hong Kong) Limited	RO	Advising on corporate finance	2006-03-10	2019-02-09
	RO	Asset management	2006-03-10	2019-02-09
	RO	Advising on securities	2006-02-07	2019-02-09
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2006-02-07	2019-02-09
	RO	Dealing in futures contracts	2003-11-21	2019-02-09
Ark Securities (Hong Kong) Limited	RO	Dealing in securities	2003-08-04	2019-02-09