| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Grand Capital Futures Limited | RO | Advising on futures contracts | 2019-10-10 | 2024-12-17 |
| RO | Dealing in futures contracts | 2019-10-10 | 2024-12-17 | |
| Grand Capital Securities Limited | RO | Advising on securities | 2019-10-10 | - |
| RO | Asset management | 2019-10-10 | - | |
| RO | Dealing in securities | 2019-10-10 | - | |
| VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2007-10-16 | 2015-11-25 |
| Ark Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2006-03-10 | 2019-02-09 |
| RO | Asset management | 2006-03-10 | 2019-02-09 | |
| RO | Advising on securities | 2006-02-07 | 2019-02-09 | |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2006-02-07 | 2019-02-09 |
| RO | Dealing in futures contracts | 2003-11-21 | 2019-02-09 | |
| Ark Securities (Hong Kong) Limited | RO | Dealing in securities | 2003-08-04 | 2019-02-09 |
No HKMA registrations in the collected records.