Personnel Hong Kong SFC License Details (ID 17820936)

Personnel Hong Kong SFC License Details (ID 17820936)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2021-11-23	-
	Rep	Dealing in futures contracts	2021-11-23	-
	Rep	Dealing in securities	2021-11-23	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-08-31	2021-09-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-06-25	2021-09-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2018-06-25	2021-09-30
	Rep	Dealing in securities	2018-06-25	2021-09-30