Personnel Hong Kong SFC License Details (ID 1848567)

Personnel Hong Kong SFC License Details (ID 1848567)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2019-08-09	-
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2019-08-09	-
	Rep	Asset management	2019-08-09	-
	Rep	Dealing in securities	2019-08-09	-
Quam Securities Limited	Rep	Advising on securities	2012-10-05	2019-07-20
	Rep	Asset management	2012-10-05	2019-07-20
	Rep	Dealing in securities	2012-10-05	2019-07-20
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Advising on securities	2012-08-10	2012-09-24
	Rep	Dealing in securities	2012-08-10	2012-09-24
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2012-01-30	2012-06-13
	Rep	Dealing in securities	2012-01-30	2012-06-13