Personnel SFC Licences and HKMA Registrations (ID 1849094)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	-
	Rep	Dealing in securities	2012-08-22	2017-02-12
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-02-01	2012-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.