Personnel SFC Licences and HKMA Registrations (ID 1851853)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Owl Capital HK Limited	Rep	Dealing in securities	2022-09-01	-
AEGON ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2019-04-15	2022-07-31
	Rep	Dealing in securities	2019-04-15	2022-07-31
Neuberger Berman Asia Limited	Rep	Advising on securities	2013-07-29	2019-03-19
	Rep	Dealing in securities	2013-07-29	2019-03-19
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-08-17	2013-05-20
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2012-02-10	2013-05-20
	Rep	Asset management	2012-02-10	2013-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.