| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2024-09-02 | - |
| RO | Providing automated trading services | 2024-09-02 | - | |
| RO | Dealing in futures contracts | 2024-09-02 | - | |
| RO | Dealing in securities | 2024-09-02 | - | |
| Rep | Advising on securities | 2024-03-05 | 2024-09-02 | |
| Rep | Providing automated trading services | 2024-03-05 | 2024-09-02 | |
| Rep | Dealing in futures contracts | 2024-03-05 | 2024-09-02 | |
| Rep | Dealing in securities | 2024-03-05 | 2024-09-02 | |
| TAIPING CAPITAL LIMITED | RO | Advising on corporate finance | 2017-12-28 | 2020-03-07 |
| Rep | Advising on corporate finance | 2017-08-31 | 2017-12-28 | |
| Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2017-06-26 | 2020-03-10 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-03-09 | 2017-04-28 |
No HKMA registrations in the collected records.