Personnel Hong Kong SFC License Details (ID 1867103)

Personnel Hong Kong SFC License Details (ID 1867103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-10-10	2021-02-18
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-10-10	2021-02-18
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-12-09	2019-09-05
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-12-09	2019-09-05
KGI ASIA LIMITED	Rep	Dealing in securities	2015-01-23	2015-12-03
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-01-23	2015-12-03
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-03-20	2015-01-19
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-03-20	2015-01-19