| Delight Hong Kong Asset Management Limited | RO | Advising on securities | 2025-08-11 | - |
| RO | Asset management | 2025-08-11 | - |
| Rep | Advising on securities | 2025-08-06 | 2025-08-11 |
| Rep | Asset management | 2025-07-31 | 2025-08-11 |
| HOORAY ASSET MANAGEMENT LIMITED | RO | Asset management | 2023-12-29 | 2025-01-31 |
| HOORAY SECURITIES LIMITED | RO | Dealing in securities | 2023-05-10 | 2025-01-31 |
| Rep | Dealing in securities | 2023-04-04 | 2023-05-10 |
| JMC Capital International Limited | RO | Advising on futures contracts | 2021-03-11 | 2022-12-31 |
| RO | Advising on securities | 2021-03-11 | 2022-12-31 |
| RO | Dealing in futures contracts | 2021-03-11 | 2022-12-31 |
| RO | Dealing in securities | 2021-03-11 | 2022-12-31 |
| JMC Capital HK Limited | RO | Advising on securities | 2021-01-06 | 2022-12-31 |
| RO | Asset management | 2021-01-06 | 2022-12-31 |
| RO | Dealing in securities | 2021-01-06 | 2022-12-31 |
| Rep | Dealing in securities | 2020-10-16 | 2021-01-06 |
| China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2020-02-11 | 2020-06-13 |
| LW Asset Management Advisors Limited | RO | Asset management | 2019-02-01 | 2019-11-26 |
| Rifa Asset Management Limited | RO | Advising on futures contracts | 2017-10-27 | 2018-11-11 |
| RO | Advising on securities | 2017-10-27 | 2018-11-11 |
| RO | Asset management | 2017-10-27 | 2018-11-11 |
| Rifa Futures Limited | RO | Dealing in futures contracts | 2015-10-28 | 2018-11-11 |
| TFI Asset Management Limited | RO | Advising on futures contracts | 2015-04-14 | 2016-09-27 |
| RO | Advising on securities | 2015-04-14 | 2016-09-27 |
| RO | Asset management | 2014-06-27 | 2016-09-27 |
| Rep | Advising on futures contracts | 2014-04-10 | 2015-04-14 |
| Rifa Securities Limited | RO | Dealing in securities | 2014-01-17 | 2018-11-11 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2013-11-27 | 2015-10-28 |
| Rifa Securities Limited | Rep | Dealing in securities | 2013-11-27 | 2014-01-17 |
| TFI Asset Management Limited | Rep | Advising on securities | 2013-11-27 | 2015-04-14 |
| XinKong International Asset Management Limited | RO | Asset management | 2012-07-04 | 2013-11-17 |
| XinKong International Securities Limited | Rep | Advising on securities | 2011-09-22 | 2013-11-17 |
| Rep | Dealing in futures contracts | 2011-06-17 | 2013-11-17 |
| RO | Dealing in securities | 2009-11-27 | 2013-11-17 |
| Rep | Dealing in securities | 2009-10-16 | 2009-11-27 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Asset management | 2009-05-25 | 2009-10-11 |
| RO | Dealing in securities | 2007-04-04 | 2009-10-11 |
| Oshidori Securities Limited | RO | Dealing in securities | 2006-12-16 | 2007-01-27 |
| Rep | Dealing in securities | 2006-09-26 | 2006-12-16 |
| FORTUNE (HK) SECURITIES LIMITED | RO | Dealing in securities | 2003-08-11 | 2006-08-31 |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-11 |