Personnel Hong Kong SFC License Details (ID 1922276)

Personnel Hong Kong SFC License Details (ID 1922276)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-08-26	2015-02-16
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-08-26	2015-02-16
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2013-11-21	2014-02-22
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-11-21	2014-02-22
Well Link Securities Limited	Rep	Dealing in futures contracts	2013-09-17	2013-10-15
	Rep	Dealing in securities	2012-07-09	2013-10-15