Liao, Jun (SFC:BAA713) 廖君

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2024-06-11	-
	Rep	Dealing in securities	2024-06-11	-
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-08-09	2015-03-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.