Personnel SFC Licences and HKMA Registrations (ID 1942960)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2026-10-09	-
	Rep	Dealing in securities	2026-10-09	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2012-08-22	2012-12-06
	Rep	Advising on securities	2012-08-22	2012-12-06
	Rep	Dealing in securities	2012-08-22	2012-12-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.