Personnel Hong Kong SFC License Details (ID 1948178)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2019-09-18	2021-04-30
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2017-04-07	2018-07-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-09-03	2016-11-11