| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2025-12-19 | - |
| RO | Dealing in futures contracts | 2025-12-19 | - |
| RO | Dealing in securities | 2025-12-19 | - |
| RO | Leveraged foreign exchange trading | 2025-12-19 | - |
| Rep | Advising on securities | 2025-11-10 | 2025-12-19 |
| Rep | Dealing in futures contracts | 2025-11-10 | 2025-12-19 |
| Rep | Dealing in securities | 2025-11-10 | 2025-12-19 |
| Rep | Leveraged foreign exchange trading | 2025-11-10 | 2025-12-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-06-28 | 2025-06-27 |
| Rep | Asset management | 2021-10-08 | 2024-06-28 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Advising on futures contracts | 2020-11-18 | 2025-06-27 |
| RO | Dealing in futures contracts | 2020-11-18 | 2025-06-27 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on securities | 2020-11-18 | 2025-06-27 |
| RO | Dealing in securities | 2020-11-18 | 2025-06-27 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-06-02 | 2020-11-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2020-06-02 | 2020-11-18 |
| Rep | Dealing in securities | 2020-06-02 | 2020-11-18 |
| Vontobel Limited | Rep | Dealing in futures contracts | 2018-11-22 | 2020-05-30 |
| Rep | Dealing in securities | 2018-11-22 | 2020-05-30 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-23 | 2018-10-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2017-11-23 | 2018-10-23 |
| Rep | Dealing in securities | 2017-11-23 | 2018-10-23 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2012-10-03 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2012-10-03 | 2015-02-11 |
| Rep | Dealing in securities | 2012-10-03 | 2015-02-11 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-10-03 | 2015-02-11 |