Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 1995435)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Dealing in securities
2024-11-22
-
CITIC Securities Brokerage (HK) Limited
Rep
Dealing in securities
2012-12-14
2024-11-29