Personnel Hong Kong SFC License Details (ID 2032498)

Personnel Hong Kong SFC License Details (ID 2032498)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-10-11	2026-08-28
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2018-10-11	2026-08-28
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-01-16	2015-09-04
	Rep	Dealing in securities	2015-01-16	2015-09-04
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2014-09-26	2014-10-10
HGNH International Securities Co., Limited	Rep	Dealing in securities	2014-08-01	2014-10-10
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2013-03-12	2014-10-10