Personnel Hong Kong SFC License Details (ID 2049310)

Personnel Hong Kong SFC License Details (ID 2049310)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Dealing in securities	2021-11-19	-
	Rep	Advising on securities	2021-10-29	-
	Rep	Asset management	2021-10-29	-
Zhongrong International Capital Management Limited	RO	Advising on securities	2018-11-16	2021-09-29
	RO	Asset management	2018-11-16	2021-09-29
	Rep	Advising on securities	2017-08-17	2018-11-16
	Rep	Asset management	2017-08-17	2018-11-16
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2015-05-20	2017-08-11
	Rep	Asset management	2015-05-20	2017-08-11
	Rep	Dealing in futures contracts	2014-09-08	2017-08-11
	Rep	Dealing in securities	2014-09-08	2017-08-11
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2014-06-11	2014-08-22
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2014-06-11	2014-08-22
Zhonghao International Futures Co., Limited	Rep	Dealing in futures contracts	2013-04-10	2014-05-31