Personnel SFC Licences and HKMA Registrations (ID 2058147)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	Rep	Advising on securities	2024-04-25	-
CLSA LIMITED	Rep	Advising on securities	2023-09-04	2024-03-31
Beevest Securities Limited	Rep	Dealing in futures contracts	2013-04-25	2014-10-31
	Rep	Advising on securities	2013-04-25	2015-04-03
	Rep	Dealing in securities	2013-04-25	2015-04-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.