Ng, Yu Chung (SFC:BBE398) 吳汝忠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2021-03-23	2025-01-15
	Rep	Advising on securities	2019-07-11	-
	Rep	Dealing in securities	2018-05-03	-
	Rep	Advising on corporate finance	2018-05-03	2021-03-23
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2013-05-20	2017-03-07
	Rep	Dealing in securities	2013-05-20	2017-03-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2021-03-23	2025-01-15
	Rep	Advising on securities	2019-07-11	-
	Rep	Dealing in securities	2018-05-03	-
	Rep	Advising on corporate finance	2018-05-03	2021-03-23
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2013-05-20	2017-03-07
	Rep	Dealing in securities	2013-05-20	2017-03-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.