Personnel Hong Kong SFC License Details (ID 20876657)

Personnel Hong Kong SFC License Details (ID 20876657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2022-09-22	2025-05-09
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2022-09-22	2025-05-09
	Rep	Dealing in securities	2022-09-22	2025-05-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-08-24	2020-09-14
	Rep	Dealing in securities	2020-08-24	2020-09-14
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2018-09-11	2020-03-14
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2018-07-26	2020-03-14