Personnel Hong Kong SFC License Details (ID 2093777)

Personnel Hong Kong SFC License Details (ID 2093777)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Orient International Asset Management Limited	RO	Asset management	2026-09-22	-
	Rep	Asset management	2022-08-08	2026-09-22
	RO	Advising on securities	2022-01-27	-
	RO	Asset management	2022-01-27	2022-08-08
	Rep	Asset management	2018-01-29	2022-01-27
	Rep	Advising on securities	2015-04-13	2022-01-27
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2013-11-15	2014-11-20
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2013-07-03	2013-08-22