Ran, Miao 冉淼 SFC Licences and HKMA Registrations (ID 2095099)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2018-10-16	-
	RO	Dealing in securities	2018-10-16	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-08-13	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2018-07-30	2018-10-16
	Rep	Dealing in securities	2018-07-30	2018-10-16
CMB International Securities Limited	RO	Dealing in securities	2017-09-27	2018-06-14
	Rep	Advising on securities	2017-01-05	2018-06-14
	Rep	Dealing in securities	2015-09-21	2017-09-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2014-01-14	2014-05-16
	Rep	Dealing in securities	2014-01-14	2014-05-16
BOCI SECURITIES LIMITED	Rep	Advising on securities	2013-07-05	2013-12-06
	Rep	Dealing in securities	2013-07-05	2013-12-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.