| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2024-04-29 | - |
| RO | Dealing in securities | 2024-04-29 | - | |
| Rep | Dealing in futures contracts | 2022-11-30 | - | |
| Rep | Advising on securities | 2022-11-30 | 2024-04-29 | |
| Rep | Dealing in securities | 2022-11-30 | 2024-04-29 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-07 | 2020-09-25 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-07 | 2020-09-25 |
| Rep | Dealing in securities | 2015-08-07 | 2020-09-25 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-25 | 2015-07-08 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2013-07-25 | 2015-07-08 |
| Rep | Dealing in securities | 2013-07-25 | 2015-07-08 |