Personnel Hong Kong SFC License Details (ID 2115254)

Personnel Hong Kong SFC License Details (ID 2115254)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2022-03-03	2026-03-16
	Rep	Advising on securities	2022-03-03	2026-03-16
	Rep	Dealing in securities	2022-03-03	2026-03-16
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2022-03-03	2026-03-16
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2020-07-16	2021-06-09
	Rep	Advising on securities	2020-07-16	2021-06-09
	Rep	Dealing in securities	2020-07-16	2021-06-09
CMB International Capital Limited	Rep	Advising on corporate finance	2018-02-22	2020-04-03
	Rep	Dealing in securities	2018-02-22	2020-04-03
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2013-08-12	2017-12-21