Wang, Xuzhou 王旭州 SFC Licences and HKMA Registrations (ID 2122011)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2025-01-13	-
	Rep	Advising on corporate finance	2023-11-22	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-04-24	2015-12-01
	Rep	Advising on securities	2015-04-24	2015-12-01
CLSA LIMITED	Rep	Dealing in securities	2015-04-24	2015-12-01
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2013-08-26	2015-12-01
	Rep	Advising on securities	2013-08-26	2015-12-01
	Rep	Dealing in securities	2013-08-26	2015-12-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.