| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-28 | 2023-06-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-10-28 | 2023-06-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2021-02-08 | 2021-10-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2021-02-08 | 2021-10-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-11-24 | 2021-02-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-11-24 | 2021-02-08 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-23 | 2017-08-30 |
| Rep | Dealing in futures contracts | 2015-12-23 | 2017-08-30 |
| Rep | Dealing in securities | 2015-12-23 | 2017-08-30 |
| SC Lowy Asset Management (HK) Limited | Rep | Asset management | 2015-06-16 | 2015-10-19 |
| SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2015-06-16 | 2015-10-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-01-10 | 2015-06-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-10-03 | 2015-06-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-10-03 | 2015-06-16 |