Personnel SFC Licences and HKMA Registrations (ID 21573963)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2020-11-17	-
	Rep	Advising on securities	2020-11-13	-
CLSA LIMITED	Rep	Advising on securities	2018-08-06	2020-10-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.