Personnel SFC Licences and HKMA Registrations (ID 2175995)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UZen Securities Limited	RO	Dealing in securities	2025-12-30	-
VALUABLE CAPITAL LIMITED	Rep	Dealing in securities	2021-03-08	2025-12-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-12-06	2021-02-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.