| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2020-07-03 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2020-07-03 | - |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-01-12 | 2020-05-05 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-01-12 | 2020-05-05 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-24 | 2014-11-27 |
| Rep | Dealing in securities | 2014-01-24 | 2014-11-27 |
No HKMA registrations in the collected records.