Personnel Hong Kong SFC License Details (ID 22010190)

Personnel Hong Kong SFC License Details (ID 22010190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST BEIJING INVESTMENT LIMITED	Rep	Asset management	2021-10-22	2023-12-31
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2020-08-03	2021-07-09
	Rep	Dealing in futures contracts	2020-07-22	2021-07-09
	Rep	Dealing in securities	2020-07-22	2021-07-09
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2019-05-27	2020-07-10
	Rep	Dealing in securities	2019-05-27	2020-07-10
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2018-10-10	2019-05-06
HGNH International Securities Co., Limited	Rep	Dealing in securities	2018-08-14	2019-05-06