Personnel SFC Licences and HKMA Registrations (ID 22082165)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-08-10	-
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2020-07-16	2022-05-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-08-21	2019-11-01
	Rep	Dealing in securities	2018-08-21	2019-11-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.