Personnel SFC Licences and HKMA Registrations (ID 2209531)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2026-04-21	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-08-23	2025-11-23
BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL)	Rep	Asset management	2021-04-23	2022-03-18
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2017-09-21	2021-03-20
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2015-07-14	2017-08-25
CLSA LIMITED	Rep	Advising on securities	2014-02-21	2015-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.