Personnel Hong Kong SFC License Details (ID 22138740)

Personnel Hong Kong SFC License Details (ID 22138740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEB International Capital Corporation Limited	Rep	Advising on securities	2021-04-12	2023-03-14
	Rep	Advising on corporate finance	2021-03-24	2023-03-14
	Rep	Dealing in securities	2021-03-24	2023-03-14
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-01-21	2021-03-04
CLSA LIMITED	Rep	Dealing in securities	2021-01-21	2021-03-04
SPDB International Capital Limited	Rep	Advising on corporate finance	2018-09-05	2020-11-29
	Rep	Dealing in securities	2018-09-05	2020-11-29