| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2025-12-03 | - |
| RO | Dealing in securities | 2025-12-03 | - |
| Gentleman Capital Limited | RO | Asset management | 2025-09-30 | 2025-10-17 |
| Goldhorse Securities Limited | RO | Advising on securities | 2025-09-30 | - |
| RO | Dealing in securities | 2025-09-30 | - |
| Gentleman Capital Limited | Rep | Asset management | 2025-08-27 | 2025-09-30 |
| Goldhorse Securities Limited | Rep | Advising on securities | 2025-08-27 | 2025-09-30 |
| Rep | Dealing in securities | 2025-08-27 | 2025-09-30 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Leveraged foreign exchange trading | 2025-02-17 | 2025-05-06 |
| RO | Advising on securities | 2021-09-20 | 2025-05-06 |
| RO | Dealing in futures contracts | 2021-09-20 | 2025-05-06 |
| RO | Dealing in securities | 2021-09-20 | 2025-05-06 |
| Rep | Asset management | 2021-07-07 | 2025-05-06 |
| Rep | Advising on securities | 2021-06-17 | 2021-09-20 |
| Rep | Dealing in futures contracts | 2021-06-17 | 2021-09-20 |
| Rep | Dealing in securities | 2021-06-17 | 2021-09-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-09-22 | 2021-04-30 |
| RO | Dealing in securities | 2020-07-29 | 2021-04-30 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-03-06 | 2021-04-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-03-06 | 2020-07-29 |