Personnel Hong Kong SFC License Details (ID 2245751)

Personnel Hong Kong SFC License Details (ID 2245751)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUABLE CAPITAL LIMITED	RO	Advising on securities	2024-03-01	-
	RO	Asset management	2024-03-01	-
	RO	Dealing in securities	2024-03-01	-
	Rep	Advising on securities	2021-06-30	2024-03-01
	Rep	Asset management	2021-06-30	2024-03-01
	Rep	Dealing in securities	2021-05-12	2024-03-01
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2014-03-31	2020-09-07
	Rep	Asset management	2014-03-31	2020-09-07
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-03-31	2021-04-16