Personnel Hong Kong SFC License Details (ID 2248882)

Personnel Hong Kong SFC License Details (ID 2248882)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2020-12-02	-
	RO	Dealing in securities	2020-12-02	-
	Rep	Dealing in futures contracts	2020-09-29	-
	Rep	Advising on securities	2019-10-22	2020-12-02
	Rep	Dealing in securities	2019-10-22	2020-12-02
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2017-06-26	2019-04-24
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-09-26	2017-06-25
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2014-04-02	2016-05-30
	Rep	Dealing in futures contracts	2014-04-02	2016-05-30