Wu, Yanwan 吳艷婉 SFC Licences and HKMA Registrations (ID 22591535)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-03-05	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-03-05	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2021-02-04	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-10-15	2020-12-31
SPDB International Capital Limited	Rep	Advising on corporate finance	2018-12-28	2020-07-19
	Rep	Dealing in securities	2018-12-28	2020-07-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.