Personnel Hong Kong SFC License Details (ID 2260136)

Personnel Hong Kong SFC License Details (ID 2260136)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CLSA Capital Partners HK Limited	Rep	Advising on securities	2018-02-01	2019-05-15
CLSA LIMITED	Rep	Dealing in securities	2018-02-01	2019-05-15
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2017-08-17	2019-05-15
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	Dealing in securities	2015-07-21	2015-08-20
PARTNERS CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2014-05-27	2015-07-21
PARTNERS CAPITAL INTERNATIONAL LIMITED	Rep	Advising on corporate finance	2014-04-23	2015-08-20