Personnel SFC Licences and HKMA Registrations (ID 2263128)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2024-10-23	-
	Rep	Asset management	2024-08-27	2024-10-23
HBM Partners Hong Kong Limited	RO	Advising on securities	2021-01-07	2024-06-14
	RO	Asset management	2021-01-07	2024-06-14
CMB International Securities Limited	Rep	Advising on securities	2019-09-02	2019-09-25
	Rep	Dealing in securities	2019-09-02	2019-09-25
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-04-29	2018-08-06
	Rep	Advising on securities	2014-04-29	2019-05-08
	Rep	Dealing in securities	2014-04-29	2019-05-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.