| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | - |
| Rep | Dealing in securities | 2017-06-26 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-07-25 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-07-25 | 2017-06-25 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-05 | 2016-05-31 |
| Rep | Dealing in futures contracts | 2014-05-05 | 2016-05-31 | |
| Rep | Dealing in securities | 2014-05-05 | 2016-05-31 |
No HKMA registrations in the collected records.