Personnel Hong Kong SFC License Details (ID 22674070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CLSA Capital Partners HK Limited	Rep	Dealing in securities	2025-07-15	2026-01-15
	Rep	Advising on securities	2025-01-09	2026-01-15
	Rep	Asset management	2025-01-09	2026-01-15
CLSA LIMITED	Rep	Dealing in securities	2025-01-09	2025-11-27
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2019-01-21	2021-01-15
	Rep	Asset management	2019-01-21	2021-01-15
	Rep	Dealing in securities	2019-01-21	2021-01-15